How To Use Brokerage firm In A Sentence
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The lack of a back-and-forth "us-verus-Nasdaq" makes it hard to imagine what the exchanges, and the fees, will look like, said Neil Catania , co-founder of agency-only brokerage firm MND Partners, located on the NYSE floor.
Stock Traders Fear Fee Hit
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But still bankers in brokerage firms with giant bonus options think they can prop it back up.
Times, Sunday Times
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Securities owned by an investor but registered in the name of the brokerage firm are held in a nominee account. The ...
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The criminal convictions of three former stockbrokers and three former members of a defunct day-trading firm's management will stand in a plot to misuse brokerage firm "squawk" boxes, a judge has ruled.
Judge Denies New Trial in 'Squawk' Box Case
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Operating profit at both brokerage firms exceeded analysts' consensus forecasts.
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Computer and semiconductor stocks slid as three brokerage firms downgraded earnings estimates for Dell Computer.
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Most brokerage firms require customers to arbitrate disputes rather than file lawsuits.
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Even "no-load" fund companies use them, to pay discount brokerage firms to carry their products in fund supermarkets.
Bill Gross…and Fund Fees
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They often trade at a discount to the underlying price of the commodity itself: At $82 a barrel, for example, oil is priced for moderate global growth, says Pierre Lapointe , a Montreal-based strategist at brokerage firm Brockhouse Cooper, while oil stocks are priced for a recession.
Time to Ditch Commodities?
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Because she has a substantial portfolio, she should be able to seek this out at any full-service brokerage firm.
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With the vast majority of suburban commuters unable to get to New York, brokerage firms were operating with skeleton staffs.
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The most interesting of these choices is shooting the interior scenes of the brokerage firm through blue filters, giving the room an overly bright and tinted feel.
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After college he bombarded brokerage firms with applications.
Times, Sunday Times
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Morgan Stanley Chief Executive James Gorman told investors the company could delay plans to purchase part of the 49% stake in brokerage firm Morgan Stanley Smith Barney that it doesn't already own.
Morgan Stanley May Delay Boost in Smith Barney Stake
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Brockhouse Cooper is a Montreal-based brokerage firm.
Corrections & Amplifications
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Teresa Chavin , who works at Ms. Charatan's brokerage firm, represented Mr. Durst in connection with the purchase of the Harlem property.
Robert Durst Raises Focus On Harlem
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Then, Schwarz called her brokerage firm for a quote on the stock's price.
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Operating profit at both brokerage firms exceeded analysts' consensus forecasts.
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While my classmates signed up for on-campus 'face-to-faces' with recruiters from Wall Street brokerage firms (becoming an 'arbitrageur' was all the rage then, even among students who as juniors had vowed to spend their lives dancing or composing), I scanned the horizon for another test to take, another contest to compete in.
Anis Shivani: Does the Ivy League Turn You Into a Moron? Walter Kirn Critiques Princeton in "Lost in the Meritocracy"
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While my classmates streamed into on-campus interviews with Wall Street brokerage firms (becoming an "arbitrageur" was all the rage then, even among students who as juniors had vowed to spend their lives painting or composing), I cast about for another test to take, another contest to compete in.
Lost in the Meritocracy
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The number of profit-warning announcements over the past three months is near a decade low, according to brokerage firm Brockhouse Cooper.
The Dark Side of Strong Corporate Earnings
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Yet there is at least one good reason why Merrill and other brokerage firms might want to overhaul their mutual-fund businesses in the future.
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'There is still appetite for Australian bank paper given it's still AA-rated, ' said T.S. Lim, an analyst at Australian brokerage firm Bell Potter Securities.
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With the vast majority of suburban commuters unable to get to New York, brokerage firms were operating with skeleton staffs.
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A nasty battle has surfaced in the usually buttoned-down hotel industry, pitting Host Hotels & Resorts Inc.—the largest U.S. hotel owner—against a real-estate brokerage firm it hired to sell some of its hotels.
Host Hotels Sues Brokerage Firm
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But the circumstances surrounding the case clearly showed that brokerage firms were not defrauding anyone.
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Because she has a substantial portfolio, she should be able to seek this out at any full-service brokerage firm.
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At times like these, market veterans, especially insiders in the big brokerage firms, can prosper; indeed, the thing these people really fear is stagnation.
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Also, many foreign-exchange brokerage firms closed at noon.
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After college he bombarded brokerage firms with applications.
Times, Sunday Times
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As a result, the profit margins for brokerage firms on pure trade executions are down dramatically.
AHEAD OF THE MARKET
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So perhaps it's no surprise that brokerage firms have revived an old concept called option income funds.
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A phone outage can mean millions of dollars' worth of lost business for the largest brokerage firm in the United States.
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As a result, the profit margins for brokerage firms on pure trade executions are down dramatically.
AHEAD OF THE MARKET
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Netherworld guitarist by night, by day he wears a three piece suit and works at a stockbrokerage firm.
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For help in getting started, call sales managers of well-known local brokerage firms.
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But still bankers in brokerage firms with giant bonus options think they can prop it back up.
Times, Sunday Times
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It will be the first licensed international brokerage firm to be established in Abu Dhabi.
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For that reason, it's important to check out a broker or brokerage firm before you invest.
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Foreign companies are allowed a maximum one-third stake in Chinese brokerage firms.
Money Brokers Face Chinese Competition
