How To Use Brokerage In A Sentence
-
The lack of a back-and-forth "us-verus-Nasdaq" makes it hard to imagine what the exchanges, and the fees, will look like, said Neil Catania , co-founder of agency-only brokerage firm MND Partners, located on the NYSE floor.
Stock Traders Fear Fee Hit
-
But still bankers in brokerage firms with giant bonus options think they can prop it back up.
Times, Sunday Times
-
The Securities and Exchange Commission had charged the bank with covering up for outrageous bonuses given out at Merrill Lynch as the bank acquired the failed stockbrokerage, and now it was letting the bank off the hook with a chicken-feed fine.
Robert Scheer: Letting the Banking Rats Out of the Bag
-
It would seem as though the historical monopoly on information previously enjoyed by real estate brokerages is starting to disappear, and the profession will involve less horse trading, and there will be a fewer number of more highly qualified and scrupulous agents adding value as advocates to real estate deals, paid not out of the proceeds – which I consider a real conflict of interest – but for their time.
Real estate agents are next « BuzzMachine
-
Insurance brokerages typically sell for 1 to 1.5 times annual revenues.
-
Some plans have a self-directed brokerage account option, which allows investors to purchase the assets for a couch potato portfolio, but the fees can make this option expensive and not worthwhile.
-
This fight over financial advisers might determine which firm wins online brokerage supremacy.
-
Like other businesses, the U.S. brokerage is being tested: In the third quarter, both earnings and revenues were down compared to a year ago.
-
Since the funds to exercise the options and pay the taxes due were provided by margining the stock in Brokerage House Corp.'s Option Financing Program, Mr. Worker was told that he would have no money out of his pocket.
-
Outer and inner institutional defects were both reflected in securities brokerage, in - vestment banking and innovation field.
-
Montreal-based brokerage Brockhouse Cooper expects that partly for this reason, the S&P 500's dividend yield over the next few years will rebound to 2.7% from its current 2.2%.
Right Kind of Dividend Makes a Difference
-
In mid-February, Mr. Butler quit his mid-level job at a large Wall Street brokerage and started working full-time on the site, at brownstoner. com, from a desk that he subleases from an architect in Dumbo.
Brownstoner: It���s Me!
-
Homeloans was initially established as a broadly based financial services brokerage offering everything from home loans to car insurance.
-
Zhanghua Tao said that he rarely look at brokerage research report is basically independent study.
-
One small, elegant granite-faced structure, formerly the headquarters of a respected brokerage, had been turned into a soda dispensary.
-
The more affluent clients, especially if they use Merrill for other services in addition to brokerage, are moneymakers for the firm.
-
It's celebrating its second birthday by shredding brokerage accounts and terrifying shareholders.
-
Alternatively, a good mortgage broker will do the spadework for you - just remember to choose one that doesn't charge brokerage fees.
-
Securities owned by an investor but registered in the name of the brokerage firm are held in a nominee account. The ...
-
Finally, it replicates the kind of brokerage approach to politics that inevitably neuters black agency.
-
Information brokerages dispatch agents capable of information resource gathering, negotiating deals, and performing transactions.
-
The criminal convictions of three former stockbrokers and three former members of a defunct day-trading firm's management will stand in a plot to misuse brokerage firm "squawk" boxes, a judge has ruled.
Judge Denies New Trial in 'Squawk' Box Case
-
Operating profit at both brokerage firms exceeded analysts' consensus forecasts.
-
Consequently, a large portion of parallel loans are arranged by brokerage houses rather than banks.
International Finance: The markets and financial management of multinational business.
-
And some investors, who believe Purcell will keep the firm's retail brokerage and credit-card operations, want to own the stock anyway as merger activity picks up.
-
If Jefferson Trust wanted to buy a Bombay stockbrokerage, then so be it.
Walls of Silence
-
Jefferson Trust was to buy a Bombay stockbrokerage with me as the attorney on the transaction.
Walls of Silence
-
Realogics Inc., which has helped market a number of high-profile condominium projects in Seattle and Bellevue, has purchased the brokerage operations of Windermere Builder Services Inc., also known as Windermere OnSite.
National Business News - Local Business News | bizjournals
-
Unlike other firms cited in the story, Merrill does not disclose trading volume or the number of accounts in its retail brokerage business.
-
Computer and semiconductor stocks slid as three brokerage firms downgraded earnings estimates for Dell Computer.
-
Even with an all-public panel, arbitration is still an opaque process," according to a source inside FINRA, the brokerage industry's bought-and-paid-for "overseer.
Phil Trupp: FINRA Proposes All-Public Dispute Panels
-
More advanced services include stock and mutual fund brokerage or trading services, currency trading, and credit or debit card management.
-
Most brokerage firms require customers to arbitrate disputes rather than file lawsuits.
-
John works for a brokerage house now.
-
Homeloans began as a broadly based financial services brokerage, but after six months Curry and Gavin realised they were spreading their net too wide.
-
Even "no-load" fund companies use them, to pay discount brokerage firms to carry their products in fund supermarkets.
Bill Gross…and Fund Fees
-
The brokerage said there is a positive read-across for Bayer AG's MaterialScience division, which has many similar niche commodities to BASF, and will also report earnings on Oct. 28.
BASF Raises Outlook
-
Whether he was capable of outgeneralling Alexander Farnese or no, will be better seen, perhaps, in subsequent chapters; but there is no doubt that he was reasonable enough in thinking, at that juncture, that a hard campaign rather than a "merchant's brokerage" was required to obtain an honourable peace.
History of the United Netherlands from the Death of William the Silent to the Twelve Year's Truce, 1586c
-
More advanced services include stock and mutual fund brokerage or trading services, currency trading, and credit or debit card management.
-
The Credit Suisse results may not be as bad as they appear at first sight when allowance is made for own-credit losses, which are meaningless in economic terms, but there are some disturbing aspects, notably at the investment bank," said Peter Thorne, London-based analyst with independent brokerage Helvea.
Credit Suisse's Profit Shrinks
-
Recently I have had a few e-mails from sales representatives in regional brokerage offices who say they are the only one in their large offices who understand this secular bear market.
-
Soon after a brokerage house picked up coverage on the company, the broker's bankers approached the treasurer with a new financing vehicle.
-
He revealed several weeks ago that he had received approaches from more than one party that may or may not lead to an offer for the inter-dealer stockbrokerage.
-
A Star Tribune investigation this year found that many Twin Cities coin brokerages, including International Rarities, have been staffed heavily with ex-cons and individuals with substance-abuse problems.
StarTribune.com rss feed
-
It is still unclear whether the television - maker can recover another 200 million yuan invested in May 2003 with seized brokerage China Southern Securities.
-
We believe severe overcapacity and low self-sufficiency in iron-ore and coking coal could result in Chinese steelmakers facing a prolonged period of close to trough-cycle margins," brokerage Goldman Sachs said in a note on Tuesday after downgrading Angang Steel to a Sell from Neutral.
China Steel Makers' Shares Tumble
-
He said his organisation acts as a volunteer brokerage service that businesses can use.
-
They often trade at a discount to the underlying price of the commodity itself: At $82 a barrel, for example, oil is priced for moderate global growth, says Pierre Lapointe , a Montreal-based strategist at brokerage firm Brockhouse Cooper, while oil stocks are priced for a recession.
Time to Ditch Commodities?
-
The world's largest fixed income brokerage was based in the north tower of the World Trade Centre, where it employed 1,000 staff.
-
The company's Web site will allow online access to initial public offerings for the brokerages ' combined client base of roughly 6 million.
-
In the original Persian document "brokerage and weighmen's fees" is rendered arth wa dharat.
Connecting Histories in Afghanistan: Market Relations and State Formation on a Colonial Frontier
-
Because she has a substantial portfolio, she should be able to seek this out at any full-service brokerage firm.
-
Information brokerages dispatch agents capable of information resource gathering, negotiating deals, and performing transactions.
-
Actual (real) Privatization costs would exceed $12b per year in brokerage fees alone.
The "Cost" of Privatization, Arnold Kling | EconLog | Library of Economics and Liberty
-
With the vast majority of suburban commuters unable to get to New York, brokerage firms were operating with skeleton staffs.
-
The term broker is also used to refer to a company that specializes in brokerage services.
MyLinkVault Newest Links
-
Of course, there is intense competition among the London brokerage houses to signal their bids as fast as possible.
-
Compliance is the name given to surveillance against broker fraud and to maintenance of integrity in the brokerage industry.
-
The rules were changed in 2010 with the government offering a brokerage fee of 35 paise for every retail application and 30 paise for institutional ones.
India Banks Say No Free Ride to State Firms
-
This is often arranged with a local bank, with a brokerage fee of up to 1%.
Times, Sunday Times
-
The brokerage we just described is but one example of an enterprise at odds with itself.
-
It became the biggest seller of stocks and bonds by slowly building an investment bank on top of its traditional brokerage business.
-
Where the broker facilitates the formation of the proposed contract, the brokerage expenses shall be borne by itself.
-
More advanced services include stock and mutual fund brokerage or trading services, currency trading, and credit or debit card management.
-
Finance ministry officials yesterday said at least six brokerages are under investigation for trading violations in the local Brady bond market.
-
Compliance is the name given to surveillance against broker fraud and to maintenance of integrity in the brokerage industry.
-
Meanwhile, noninterest income fell 15% to S$639 million from S$748 million a year earlier due to weaker trading and stockbrokerage earnings.
DBS Swings to Profit
-
But it would not be new to the brokerage or mutual fund businesses.
-
Yet more than 90% of individual investors maintain brokerage accounts and rely on the flawed advice of their "investment professionals.
Dan Solin: Time for a Reality Check
-
The most interesting of these choices is shooting the interior scenes of the brokerage firm through blue filters, giving the room an overly bright and tinted feel.
-
In Nomura's cash-cow retail brokerage, revenue dropped 21% to 87.8 billion yen from the prior quarter due to the strong yen and extremely sluggish client activity over the summer months.
Nomura Cautious As Net Tumbles
-
Consequently, a large portion of parallel loans are arranged by brokerage houses rather than banks.
International Finance: The markets and financial management of multinational business.
-
Maybe he just did that to show what a great guy he was and get some sucker to sell him a prize stockbrokerage on the cheap.
Walls of Silence
-
There is a growing push in the banking and brokerage community to develop systems that support advanced services.
-
As well as sugar, the company now trades coffee and other commodities, and also runs a brokerage business.
Times, Sunday Times
-
Zaha Rina Zahari, chief executive of Malaysian brokerage RHB Securities, says the story is the same in her native country.
-
After college he bombarded brokerage firms with applications.
Times, Sunday Times
-
When they failed to put up the money, the brokerage houses sold some of their stocks to raise cash.
DOT.CON
-
Morgan Stanley Chief Executive James Gorman told investors the company could delay plans to purchase part of the 49% stake in brokerage firm Morgan Stanley Smith Barney that it doesn't already own.
Morgan Stanley May Delay Boost in Smith Barney Stake
-
Those were halcyon days for brokerages, which ramped up employment and beat the bushes for technology analysts who could help justify outrageous stock valuations.
-
One investor applied for compensation from his brokerage after discovering some mysterious person had used his account to buy Yinguangxia, causing him to suffer a great loss.
-
Themis, an institutional brokerage, says other trading practices need reform as well.
-
If you work in a bank or brokerage, chances are this won't compute.
Times, Sunday Times
-
A prophet who adamantly declines the label messiah, and a kind of self-appointed Pied Piper in reverse determined to lead the downtrodden out of their misery, Moore makes his case in no uncertain terms as he winds crime scene tape all around Wall Street and insists on making citizen arrests via megaphone outside brokerage houses.
NewsBlaze.com Current News - Top Stories
-
Brockhouse Cooper is a Montreal-based brokerage firm.
Corrections & Amplifications
-
Investors can only select a broker to sign a contract Margin in a stock market brokerage commission can only open a credit account securities.
-
In October, Brown Harris Stevens Brooklyn, the brokerage controlled by the powerful Zeckendorf family, filed a lawsuit in New York Supreme Court alleging that Mr. Deutsch refused to release commission checks totaling some $650,000 from the Park Slope and Brooklyn Heights offices of William B. May that the Zeckendorfs had purchased following Mr. Marra's decampment, along with another $177,000 that disappeared from company coffers.
William T. May Sues Agency On Century 21 Ads
-
A decade ago, "decimalization" at the stock exchanges delivered small savings for investors on each transaction but reduced the profits for brokerages, especially when trading small-cap stocks.
Whatever Happened to IPOs?
-
Teresa Chavin , who works at Ms. Charatan's brokerage firm, represented Mr. Durst in connection with the purchase of the Harlem property.
Robert Durst Raises Focus On Harlem
-
Another executive, former AT&T marketing star Gail McGovern, took over key roles in Fidelity's retail brokerage business.
-
Each brokerage Jongert is covered by a six-month shipyard guarantee and is backed by our comprehensive and reliable after sales service.
-
Neither the exchanges nor brokerage houses have taken up Levitt's challenge.
-
That's when fund managers rebate a portion of their fees to brokerages, based on how much client money that they put and keep in the fund family.
-
China-backed CEL also said it strongly supported the restructuring and planned listing of its mainland brokerage, China Everbright Securities.
-
He is a big delegator in that all of his brands operate autonomously,'' said Joe Hovorka , a cruise-industry analyst at brokerage Raymond James.
Carnival CEO Lies Low After Wreck
-
The amount is a joke compared to the trillions lost by investors and the billions in fees that the brokerages earned.
-
By far the wealthiest branch of the family, they own banks in Switzerland, public and private banks worldwide and a network of finance houses and investment brokerages.
-
Patrick McMullan Jefferies CEO Richard Handler Jefferies, which is run by CEO Richard Handler , had looked at MF Global over the weekend before the failed brokerage filed for bankruptcy protection, one of the people said.
Questions Swirl Around Jefferies
-
We know the brokerages were the ultimate customers of the agencies and that the brokerages were paying the agencies millions to get rated.
Where Was My Ticket On The Flight To Quality?
-
One dealer said the volume was mostly churned by traders employed by brokerage houses, with most retail investors still on the sidelines.
-
Then, Schwarz called her brokerage firm for a quote on the stock's price.
-
A major squeeze also developed throughout the financials, especially in the subprime, consumer lending, and brokerage sectors.
-
Another aspect of the brokerage function is the support for data management and traditional transaction services.
-
Operating profit at both brokerage firms exceeded analysts' consensus forecasts.
-
Financial stocks gained on hopes for near-term firmness, which would benefit brokerages as well as insurers and banks with large securities holdings.
Nikkei Stands Tall, Hits 8-Month High
-
Unlike other firms cited in the story, Merrill does not disclose trading volume or the number of accounts in its retail brokerage business.
-
This week, Bloomberg reported on a recent study of the Manhattan apartment market commission by brokerage Douglas Elliman.
-
He will need to make changes without hurting the very successful brokerage business.
Times, Sunday Times
-
He has mastered every job he has had in his 15-year-career at Merrill - ranging from investment banking to, more recently, running the firm's core brokerage franchise.
-
Reserve Fund expanded more slowly than some others, in part because it didn't market to retail customers such as big brand-name brokerages, Mr. Brown believed.
Co-Inventor of Money-Market Account
-
Think, for example, of the dilemma that Dave faced when he replaced George at the low-performing brokerage.
-
While my classmates signed up for on-campus 'face-to-faces' with recruiters from Wall Street brokerage firms (becoming an 'arbitrageur' was all the rage then, even among students who as juniors had vowed to spend their lives dancing or composing), I scanned the horizon for another test to take, another contest to compete in.
Anis Shivani: Does the Ivy League Turn You Into a Moron? Walter Kirn Critiques Princeton in "Lost in the Meritocracy"
-
It turns out that such replacements have a propensity to make large errors, and their estimates thus are worse than the estimates of a new analyst at a brokerage that has not previously covered the firm.
-
The real key to keeping Wall Street honest is compliance - enforcing rules designed to protect investors inside brokerage houses and banks.
-
He believes people working in the claims and brokerage areas of the insurance sector are still being offered company cars.
-
As prices fall further, bank loans turn sour, and one or more mercantile houses, banks, discount houses, or brokerages fail.
-
I have a great stock brokerage company going.
The Other Side of Me
-
Each brokerage Jongert is covered by a six-month shipyard guarantee and is backed by our comprehensive and reliable after sales service.
-
If you work in a bank or brokerage, chances are this won't compute.
Times, Sunday Times
-
NEW YORK— E*Trade Financial Corp. said Citadel LLC, its largest shareholder and bondholder, plans to sell at least 24 million of the hedge fund's shares in the online brokerage, or the majority of its equity stake in the company.
Citadel to Sell Majority of E*Trade Equity Stake
-
The SEC contends in its most recent case that Thomas Badian's brother, Andreas Badian, an official at Rhino, directed three brokers who were affiliated with Refco Securities, two of them were also affiliated with another brokerage that was named in the case to sell short massive amounts of Sedona shares with "unbridled levels of aggression," intending to "clobber" Sedona's stock price until it collapsed.
Naked Justice?
-
Among other things, the legislation deep-sixed restrictions that had forbidden banks from owning insurance companies and brokerages, and vice versa.
-
One small, elegant granite-faced structure, formerly the headquarters of a respected brokerage, had been turned into a soda dispensary.
-
Compliance is the name given to surveillance against broker fraud and to maintenance of integrity in the brokerage industry.
-
There is a 3 per cent upfront brokerage fee in addition to an annual 1.5 per cent management charge.
-
Another aspect of the brokerage function is the support for data management and traditional transaction services.
-
U.S. prosecutors were chided by a federal judge on Thursday for withholding information from six former Wall Street brokers and traders who were convicted last year in a scheme to misuse brokerage-firm "squawk" boxes.
Judge Faults Prosecutors in 'Squawk Box' Case
-
While my classmates streamed into on-campus interviews with Wall Street brokerage firms (becoming an "arbitrageur" was all the rage then, even among students who as juniors had vowed to spend their lives painting or composing), I cast about for another test to take, another contest to compete in.
Lost in the Meritocracy
-
He extended his business to include ship's chandlery, brokerage and the sale and export of coal.
-
The brokerage said every 5 per cent rise in raw material costs will squeeze the gross profit margin by 13.3 per cent, assuming the company is unable to pass on the cost jumps to customers.
-
He will need to make changes without hurting the very successful brokerage business.
Times, Sunday Times
-
They have failed to make inroads into smartphone or touch-screen products," said Stefan Gaechter, at brokerage Helvea.
Logitech Issues Third Profit Warning
-
As well as sugar, the company now trades coffee and other commodities, and also runs a brokerage business.
Times, Sunday Times
-
Of course, there is intense competition among the London brokerage houses to signal their bids as fast as possible.
-
The number of profit-warning announcements over the past three months is near a decade low, according to brokerage firm Brockhouse Cooper.
The Dark Side of Strong Corporate Earnings
-
The new asset allocation provides the firm 's brokerage force with a reason to call clients and to induce them to make trades.
AHEAD OF THE MARKET
-
The first principle of ratification in stockbrokerage transactions is that a customer who wishes to take advantage of his broker's wrongful act must repudiate that act.
-
The directors in that case had decided that the company should acquire a brokerage business for a substantial sum.
-
If the holding period is 6 months to 1 year for reporting companies the shareholder needs to go through a stock brokerage house completing the new 144 paperwork.
-
Yet there is at least one good reason why Merrill and other brokerage firms might want to overhaul their mutual-fund businesses in the future.
-
Where the broker facilitated the formation of the proposed contract, the brokerage expenses shall be borne by itself.
-
Brokerages rely on huge investment banking fees from stock and bond offerings and mergers.
-
These two facts combine to make the Commission an extremely important legislative actor, especially when there are inter-institutional disagreements on legislative content and mediation and brokerage are required.
-
Brokerages charge commissions from $ 25 to hundreds of dollars, depending on the size of the transaction.
-
Most importantly, the new chief executive must implement the changes without hurting the brokerage business, which is performing extremely well.
Times, Sunday Times
-
Outside the thriving brokerage offices on the streets of Shanghai small investors said strictures from on high have had little effect.
Times, Sunday Times
-
'There is still appetite for Australian bank paper given it's still AA-rated, ' said T.S. Lim, an analyst at Australian brokerage firm Bell Potter Securities.
-
I know it's a lot, but for an established information brokerage with underworld contacts and everything it's an absolute steal.
-
You can use any brokerage account like scottrade, ameritrade, etc.
WN.com - Articles related to Philips, Videocon in marketing pact
-
The new asset allocation provides the firm 's brokerage force with a reason to call clients and to induce them to make trades.
AHEAD OF THE MARKET
-
Buying the brokerage after such a brief review of its books was simply too risky, the bank told Gary Parr, the investment banker representing Bear Stearns.
-
Angry shareholders are investigating brokerage fraud, waging proxy fights, and agitating for securities reform
-
‘The measure threatened to push providers of brokerage services out of business putting other tax revenues from income at stake,’ reads the bulleting.
-
With the vast majority of suburban commuters unable to get to New York, brokerage firms were operating with skeleton staffs.
-
Literally, arth means brokerage dues and furosh means seller.
Connecting Histories in Afghanistan: Market Relations and State Formation on a Colonial Frontier
-
Brokerage business , a staff of the Department of Xiao Zhou told reporters.
-
Other financial institutions such as brokerages and nonlife insurance firms are also hiring staff in the region or investing in local firms.
SMFG Looks to Jump Into Booming Asian Markets
-
Global Trader 247 offers customers a no commission, no brokerage fee service to small institutions, retail investors, high net worth individuals and other customers.
-
But hedge funds, brokerages, and traders have gobbled up convertibles and sold the issuers' stock short, forcing the markets yet lower.
-
In all UBS has spent more than $90 million, probably at a loss or break even depending on the brokerage and commission from the June raid.
-
Matthew Bradbard, founder of commodity brokerage MB Wealth Corp, tips a range of commodities to do well this year.
-
Brokerages rose on hopes for growth in stockbroking incomes after the Kospi's new high and strong trading volumes.
Asia Falls on China Inflation Data
-
The pissy little stockbrokerage, he was worrying about a pissy little stockbrokerage.
Walls of Silence
-
A nasty battle has surfaced in the usually buttoned-down hotel industry, pitting Host Hotels & Resorts Inc.—the largest U.S. hotel owner—against a real-estate brokerage firm it hired to sell some of its hotels.
Host Hotels Sues Brokerage Firm
-
Another aspect of the brokerage function is the support for data management and traditional transaction services.
-
Brokerages charge commissions from $ 25 to hundreds of dollars, depending on the size of the transaction.
-
And if Mandrake goes public, however ill founded his claims, it could be the ruin of my brokerage.
-
Most importantly, the new chief executive must implement the changes without hurting the brokerage business, which is performing extremely well.
Times, Sunday Times
-
It's a little bit of giveback after last week's big rally," said Tom Bentz , the director of BNP Paribas Prime Brokerage Inc.
Crude Drifts Lower as Volume Is Cut in Half
-
he worked for a brokerage house
-
Homeloans began as a broadly based financial services brokerage, but after six months Curry and Gavin realised they were spreading their net too wide.
-
Compliance is the name given to surveillance against broker fraud and to maintenance of integrity in the brokerage industry.
-
We haven't been this tight in distillate inventories going into winter in years," said Phil Flynn , analyst at brokerage PFG Best in Chicago.
Crude Tops $98 on Euro Zone, Supply Concerns
-
The good news is that people who merely hold a stockbrokerage account are probably protected.
Are Brokerage Accounts Safe?
-
The brokerage costs for selling the foreign asset are likely to be virtually the same as those for selling the domestic security.
International Finance: The markets and financial management of multinational business.
-
If the landlord can re-let the space, the former tenant gets a credit for the rent paid, less the landlord's costs -- such as brokerage commissions and improvements to the space required for a new tenant.
Jim Thomas: Four Ways to Get Out of Your Lease: Part 1
-
But the circumstances surrounding the case clearly showed that brokerage firms were not defrauding anyone.
-
And by virtue of the concrete connection to Silicon Valley via Highway 101, his brokerage had quick access to leading technology.
-
Because she has a substantial portfolio, she should be able to seek this out at any full-service brokerage firm.
-
I jumped ship from a financial services brokerage in Edinburgh where I was a director last October, and I'm convinced I've made the right move.
-
‘In his view any brokerage with premium income of less than 5m is dead in the water,’ said Russell.
-
The market's decline has hurt the companies' brokerage business, but the bear market won't last forever, Williams says.
-
At times like these, market veterans, especially insiders in the big brokerage firms, can prosper; indeed, the thing these people really fear is stagnation.
-
More advanced services include stock and mutual fund brokerage or trading services, currency trading, and credit or debit card management.
-
Also, many foreign-exchange brokerage firms closed at noon.
-
Explicit assumptions were made around levels of brokerage and commission and expenses that might be implicit within the premium calculation.
-
Almadro's team found evidence implicating businessman Dante Tan, a major BW shareholder, and several brokerage houses in insider trading and price manipulation that rocked the market early this year.
-
On Monday, it said it was fining New York's Trillium Brokerage Services $2.3 million for allegedly "quote stuffing" and other trading shenanigans.
-
The businesses of securities brokerage and trading had already been revolutionized by online brokers and electronic communication networks.
-
You can also buys shares of the fund through discount brokerage Charles Schwab Corp. for a small fee.
-
“US brokerage regulator NASD has warned investors against reacting to stock tips sent in unsolicited mobile phone text messages”, news reports.”
Smart Mobs » Blog Archive » Pump and dump
-
The light-eyed, round-headed Scott Panzer flew the coop this month, migrating from brokerage Newmark Knight Frank to what he describes as the fairer environs of rival firm Jones Lang LaSalle.
Poached! Panzer and Co. Jump from Newmark to Jones Lang
-
There is also a margin on the amount you pay for buying and selling, as well as brokerage fees.
Times, Sunday Times
-
More advanced services include stock and mutual fund brokerage or trading services, currency trading, and credit or debit card management.
-
After college he bombarded brokerage firms with applications.
Times, Sunday Times
-
Shanghai Well-win Customs Broker Co. , Ltd, the affiliate of Shanghai Well-win Logistics Co. , Ltd, has the qualification of customs brokerage and inspection, international freight forwarding, etc.
-
Section 40 of the Insurance Act does not permit payment of commission / brokerage out of premium to any person other than an agent.
-
We raft up our brokerage boats at another location so that we can squeeze visitors in, but we still run out of room.
-
US brokerage regulator NASD has warned investors against reacting to stock tips sent in unsolicited mobile phone text messages.
Fifteen songs and what do you get?
-
you can't get a brokerage account unless you have $20,000
