NOUN
- a stock broker's business; charges a fee to act as intermediary between buyer and seller
How To Use securities firm In A Sentence
- I witnessed how these institutions, Wall Street securities firms, and other non-banks took up the slack from an impaired banking system.
- The securities firm shall employ ongoing training to improve the professional ethics of wealth managers.
- Effective supervision of securities firms of their employees and agents is a foundation of the federal regulatory scheme of investor protection.
- In 2001, a few newspapers carried stories on local securities firms swindling money from investors but soon all fell silent.
- Remove the restriction that the domestic partner in a JV securities firm has to be an existing domestic securities firm.
- Some securities firms arrange bank loans for customers, earning fees for doing so.
- The Japanese securities firm has made periodic efforts to secure a solid investment banking foothold in London. Times, Sunday Times
- The securities firm shall employ ongoing training to improve the professional ethics of wealth managers.
- This observation was made by a new branch manager in a securities firm.
- Managers in the computer company found it somewhat easier to establish supportive peer relationships than those in the securities firm.
